Social Reality, Inc. |
20161031October 2016 |
Capital Markets |
$4,711,960 |
Emerging Growth |
 |
Lumara Health Inc.Lumara Health Inc. |
20141031October 2014 |
Strategic Advisory |
$83,000,000 |
Healthcare |
 |
Synthesis Energy Systems, Inc. |
20150417April 2015 |
Capital Markets |
$12,000,000 |
Energy |
 |
Kure Corp. |
20150429April 2015 |
Capital Markets |
$3,695,003 |
Emerging Growth |
 |
Chanticleer Holdings, Inc. |
20150624June 2015 |
Capital Markets |
$2,150,000 |
Emerging Growth |
 |
Level Beauty Group |
20150807August 2015 |
Capital Markets |
$1,000,000 |
Emerging Growth |
 |
Prosetta Biosciences, Inc. |
20151120November 2015 |
Capital Markets |
$31,096,788 |
Healthcare |
 |
Lilis Energy, Inc. |
20160929September 2016 |
Capital Markets |
$50,000,000 |
Energy |
 |
Level Beauty Group |
20161024October 2016 |
Capital Markets |
$2,125,000 |
Emerging Growth |
 |
Tivorsan Pharmaceuticals, Inc. |
20161025October 2016 |
Capital Markets |
NA |
Healthcare |
 |
Cheniere Energy Inc. |
20040121January 2004 |
Capital Markets |
$14,850,000 |
Energy |
 |
CSES Group, Inc. |
20161215December 2016 |
Capital Markets |
$4,000,000 |
Emerging Growth |
 |
Lilis Energy, Inc. |
20170301March 2017 |
Capital Markets |
$20,000,000 |
Energy |
 |
DB Coworking Holdings (dba CTRL Collective) |
20170404April 2017 |
Capital Markets |
$2,757,100 |
Emerging Growth |
 |
DB Coworking Holdings (dba CTRL Collective) |
20170411April 2017 |
Capital Markets |
$2,400,000 |
Emerging Growth |
 |
Chanticleer Holdings, Inc. |
20170504May 2017 |
Capital Markets |
$6,000,000 |
Emerging Growth |
 |
Formula Four Beverages, Inc. |
20190327March 2019 |
Capital Markets |
$13,527,000 |
Emerging Growth |
 |
InterMetro Communications Inc. |
20190403April 2019 |
Capital Markets |
$12,000,000 |
Emerging Growth |
 |
Tellurian Inc. |
20200211February 2020 |
Capital Markets |
$13,448,799 |
Energy |
 |
Synthesis Energy Systems, Inc. |
20191018October 2019 |
Capital Markets |
$2,000,000 |
Energy |
 |
Emmaus Life Sciences, Inc. |
20181031October 2018 |
Capital Markets |
$12,200,000 |
Healthcare |
 |
Synthesis Energy Systems, Inc. |
20171024October 2017 |
Capital Markets |
$8,000,000 |
Energy |
 |
Lilis Energy, Inc. |
20160622June 2016 |
Capital Markets |
$20,000,000 |
Energy |
 |
Tivorsan Pharmaceuticals, Inc. |
20160209February 2016 |
Capital Markets |
NA |
Healthcare |
 |
MYnd Analytics, Inc. |
20190528May 2019 |
Capital Markets |
$2,832,021 |
Healthcare |
 |
Level Beauty Group |
20160216February 2016 |
Capital Markets |
$2,150,000 |
Emerging Growth |
 |
Celgene Corporation |
20160331March 2016 |
Strategic Advisory |
NA |
Healthcare |
 |
Avadel Pharmaceuticals plc |
20180214February 2018 |
Capital Markets |
$143,750,000 |
Healthcare |
 |
Serenity Pharmaceuticals, LLC |
20170925September 2017 |
Strategic Advisory |
Undisclosed |
Healthcare |
 |
Prosetta Biosciences, Inc. |
20160502May 2016 |
Strategic Advisory |
NA |
Healthcare |
 |
BSD Medical Corporation |
20031128November 2003 |
Capital Markets |
$2,002,000 |
Healthcare |
 |
Preferred Voice, Inc. |
20040518May 2004 |
Capital Markets |
$1,100,000 |
Emerging Growth |
 |
Insignia Systems, Inc. |
20041202December 2004 |
Capital Markets |
$2,490,000 |
Emerging Growth |
 |
Tarrant Apparel Group |
20041214December 2004 |
Capital Markets |
$10,000,000 |
Emerging Growth |
 |
Advanced Cell Technology |
20050915September 2005 |
Capital Markets |
$22,276,250 |
Healthcare |
 |
Incard Technology Resources, Inc. |
20051019October 2005 |
Capital Markets |
$6,500,000 |
Healthcare |
 |
ProMetic Life Sciences Inc. |
20051220December 2005 |
Capital Markets |
$11,172,010 |
Healthcare |
 |
Cytrx Corporation |
20060307March 2006 |
Capital Markets |
$13,420,000 |
Healthcare |
 |
Neuralstem, Inc. |
20060307March 2006 |
Capital Markets |
$5,000,000 |
Healthcare |
 |
Incard Technology Resources, Inc. |
20060530May 2006 |
Capital Markets |
$11,356,500 |
Emerging Growth |
 |
Advanced Cell Technology |
20060906September 2006 |
Capital Markets |
$10,981,250 |
Healthcare |
 |
Derycz Scientific, Inc. |
20061222December 2006 |
Capital Markets |
$4,500,000 |
Healthcare |
 |
GammaCan International, Inc. |
20070227February 2007 |
Capital Markets |
$6,500,000 |
Healthcare |
 |
Neuralstem, Inc. |
20070314March 2007 |
Capital Markets |
$5,135,000 |
Healthcare |
 |
Coda Octopus Group, Inc. |
20070403April 2007 |
Capital Markets |
$15,000,000 |
Emerging Growth |
 |
QPC Lasers, Inc. |
20070529May 2007 |
Capital Markets |
$10,554,500 |
Emerging Growth |
 |
Advanced Cell Technology |
20070831August 2007 |
Capital Markets |
$12,550,000 |
Healthcare |
 |
Innovative Card Technologies, Inc. |
20080415April 2008 |
Capital Markets |
$8,500,000 |
Emerging Growth |
 |
GenSpera, Inc. |
20080714July 2008 |
Capital Markets |
$2,320,000 |
Healthcare |
 |
Recovery Energy, Inc. |
20100604June 2010 |
Capital Markets |
$23,851,800 |
Energy |
 |
Neuralstem, Inc. |
20120203February 2012 |
Capital Markets |
$5,200,000 |
Healthcare |
 |
GenSpera, Inc. |
20130814August 2013 |
Capital Markets |
$5,000,032 |
Healthcare |
 |
Neuralstem, Inc. |
20130904September 2013 |
Capital Markets |
$4,556,000 |
Healthcare |
 |
Emmaus Life Sciences, Inc. |
20130913September 2013 |
Capital Markets |
$7,551,252 |
Healthcare |
 |
Social Reality, Inc. |
20131008October 2013 |
Capital Markets |
$2,400,000 |
Emerging Growth |
 |
Neuralstem, Inc. |
20140108January 2014 |
Capital Markets |
$20,000,000 |
Healthcare |
 |
Social Reality, Inc. |
20140121January 2014 |
Capital Markets |
$1,468,001 |
Emerging Growth |
 |
Lilis Energy, Inc. |
20140122January 2014 |
Capital Markets |
$7,500,000 |
Energy |
 |
Synthesis Energy Systems, Inc. |
20140327March 2014 |
Capital Markets |
$15,000,000 |
Energy |
 |
Lilis Energy, Inc. |
20140530May 2014 |
Capital Markets |
$7,500,000 |
Energy |
 |
Social Reality, Inc. |
20141030October 2014 |
Capital Markets |
$5,000,000 |
Emerging Growth |
 |
Social Reality, Inc. |
20141030October 2014 |
Capital Markets |
$20,000,000 |
Emerging Growth |
 |
Social Reality, Inc. |
20141030October 2014 |
Strategic Advisory |
$20,000,000 |
Emerging Growth |
 |
Tolero Pharmaceuticals, Inc. |
20141103November 2014 |
Capital Markets |
$22,400,000 |
Healthcare |
 |
Lumara Health Inc. |
20141112November 2014 |
Strategic Advisory |
$1,025,000,000 |
Healthcare |
 |
Angion Biomedica Corp. |
20150123January 2015 |
Capital Markets |
$4,356,452 |
Healthcare |
 |