T.R. Winston facilitates far more than capital to its clients, whether private or public. We help our clients further define their strategic plans and prepare their companies for financing. By working closely with our clients, we can create a financing structure that best meets our clients’ needs and is attractive to the investor market.

Private Companies

For our private company clients, in addition to capital formation, we maintain expertise across several important functional areas, including:

  • Shareholder liquidity and asset diversification
  • Recapitalization
  • Strategic planning
  • Licensing
  • Business development advisory
  • Board member referrals


Public Companies

For our public company clients, our profound knowledge and deep expertise of fundamental and micro trends help facilitate the creation of a broad range of customized financing solutions for our clients. Our experience in the debt, equity, royalties and derivatives capital markets, coupled with our extensive relationships with institutions, allows us to efficiently raise capital for our clients.



  • Initial Public Offerings
  • Follow-on Offerings
  • Convertible Securities
  • High Yield Securities
  • Equity and Debt Private Placements
  • Private Investment in Public Equities (“PIPEs”)
  • At-the-Market Programs
  • Special Situations Capital Raising